-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KpaY6tfCFcsXPX+0SDByW6JHT0rsGHlFHg9Gaep/ad6WqApyAU/XEixmZQ3jXe0A 6Em7fYozvd70oLk4UDL0Sw== 0000934729-98-000009.txt : 19980217 0000934729-98-000009.hdr.sgml : 19980217 ACCESSION NUMBER: 0000934729-98-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WOODHEAD INDUSTRIES INC CENTRAL INDEX KEY: 0000108215 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 361982580 STATE OF INCORPORATION: DE FISCAL YEAR END: 0927 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-11839 FILM NUMBER: 98535281 BUSINESS ADDRESS: STREET 1: 2150 E LAKE COOK RD SUITE 400 CITY: BUFFALO GROVE STATE: IL ZIP: 60089 BUSINESS PHONE: 7084658300 MAIL ADDRESS: STREET 1: 2150 E LAKE COOK RD SUITE 400 CITY: BUFFALO GROVE STATE: IL ZIP: 60089 FORMER COMPANY: FORMER CONFORMED NAME: WOODHEAD DANIEL CO DATE OF NAME CHANGE: 19710624 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKMONT FINANCIAL INC CENTRAL INDEX KEY: 0000934729 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 111 WEST MONROE STREET STREET 2: P O BOX 755 CITY: CHICAGO STATE: IL ZIP: 60690 BUSINESS PHONE: 3124612121 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* Woodhead Industries, Inc. (Name of Issuer) Common stock (Title of Class of Securities) 979438108 (CUSIP Number) Check the following box if a fee is being paid with this statement ( ). (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover pages shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of the section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages CUSIP NO. 979438108 13G 1 NAME OF REPORTING PERSON S. S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankmont Financial Corp. 51-0275712 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) See Exhibit 1 (b) ( x ) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION A Delaware Corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 311 6 SHARED VOTING POWER 600,000 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 600,311 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 600,311 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% 12 TYPE OF REPORTING PERSON HC *SEE INSTRUCTION BEFORE FILLING OUT! 1(a) NAME OF ISSUER: Woodhead Industries, Inc. 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3411 Woodhead Drive Northbrook, IL 60062 2(a) NAME OF PERSON FILING: Bankmont Financial Corp. 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR RESIDENCE: 111 West Monroe Street P. O. Box 755 Chicago, IL 60690 2(c) PLACE OF ORGANIZATION OR CITIZENSHIP: A Delaware Corporation 2(d) TITLE OF CLASS OF SECURITIES: Common stock 2(e) CUSIP NUMBER: 979438108 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ]Broker or dealer registered under section 15 of the Act. (b) [X] Bank as defined in section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in section 3(a)(19) of the Act. (d) [ ] Investment company registered under section 8 of the Investment Company Act. (e) [ ] Investment adviser registered under section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee benefit plan, pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or endowment fund; see Sec.240.13d-1(b)(1)(ii)(F). (g) [X] Parent holding company, in accordance with Sec.240.13d-1(b)(ii)(G). (h) [ ] Group, in accordance with Sec.240.13d-1(b)(1)(ii)(H). 4 OWNERSHIP: (a) Amount Beneficially Owned: 600,311 (b) Percent of Class: 5.7% (c) Number of Shares as to Which Such Person has: (i) Sole power to vote or to direct the vote: 311 (ii) Shared power to vote or to direct the vote: 600,000 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 600,311 5 OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS: Not Applicable 6 OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON: See Exhibit 2 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Harris Bankcorp, Inc. a Parent Holding Company, filing under Rule 13d-1(b)(ii)(G) on behalf of the following subsidiaries: Harris Bankcorp, Inc., a Parent Holding Company 111 West Monroe Street P. O. Box 755 Chicago, IL 60690 Harris Trust and Savings Bank, a bank 111 West Monroe Street P. O. Box 755 Chicago, IL 60690 8 NOT APPLICABLE 9 NOT APPLICABLE 10 CERTIFICATION: By signing below, the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were acquired in the ordinary course of business and not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 12, 1998 BANKMONT FINANCIAL CORP. BY: (Alan G. McNally) Alan G. McNally President SCHEDULE 13G Exhibit 1 Bankmont Financial Corp., a wholly-owned subsidiary of Bank of Montreal, owns Harris Bankcorp, Inc. Harris Trust and Savings Bank is a wholly-owned subsidiary of Harris Bankcorp, Inc. Pursuant to Rule 13-d(f)1(iii), Harris Bankcorp, Inc. and Harris Trust and Savings Bank agree to this filing of Schedule 13G by Bankmont Financial Corp. This exhibit is submitted as proof of their agreement and authorization for Bankmont Financial Corp. to file on their behalf. Date: February 12, 1998 HARRIS BANKCORP, INC. BY: (Thomas R. Sizer) Thomas R. Sizer Secretary HARRIS TRUST AND SAVINGS BANK BY: (Robert J. Fridell) Robert J. Fridell Vice President SCHEDULE 13G Exhibit 2 Harris Trust and Savings Bank is a co-trustee with Ward M. Woodhead of the Daniel Woodhead Trust for the benefit of Ellen Mueller which holds 600,000 shares of Woodhead Industries Company Common stock. Ellen Mueller is the sole beneficiary of the trust and as such receives the benefit of, and has the right to direct the receipt of, dividends of the class of security reported. Harris Trust and Savings Bank is also the Investment Advisor for the Diane Barsanti Trust which holds 311 shares of the Woodhead Industries Company Common Stock. Harris has full voting authority on these shares and share the investment responsibility with Ms. Barsant. Bankmont Financial Corp., Harris Bankcorp, Inc. and Harris Trust and Savings Bank expressly disclaims the existence of a group for purposes other than this filing. -----END PRIVACY-ENHANCED MESSAGE-----